CONCLUSIONS
The applicability of the Botanical Code to fungi was questioned for some years particularly
because of Article 59 which permits secondary names for parts of a fungal
organism, tolerating infringements on the basic Principle IV, one organism--one
name; but it also infringes on Principle II of typification specified in Art.
7.2 and Principle III of priority specified in Art. 11. An amendment of Art.
59 enacted in 1977 at the Botanical Congress in Tampa, further reinforced these
infringements. Since then, the idea has emerged of suppressing Art. 59 with
dual nomenclature in the higher fungi, and to unify their nomenclature and to
integrate their classification. These are two separate goals which are
considered in this paper, and ways to reach them are discussed.
The
way to each of these goals is paved with difficulties and fears. To unify the
classification, authors have already pointed out:
(1) The persisting lack of data on the ascal or
basidial affinities of numerous deuteromycetes.
(2) The non-correspondence of anamorphic genera
with teleomorphic genera, because one or the other is polyphyletic or
paraphyletic.
(3) Even when correlated genera are monophyletic
and particularly when they share the same type species, authors are reluctant
to synonymize or merge them into one or the other, because of the uncertainty
whether all morphically similar species really belong to the unified
pleomorphic genus or whether they might preferably be classified in separate,
and often differently delimited genera.
(4) In many cases the organic connection between
morphs is or may be questionable; also one of the correlated teleomorphic or
anamorphic species can appear to be an aggregate or a complex species.
Considering these difficulties inherent to a
unified taxonomy, the great fear arises of immerging nomenclature into chaos
and losing its present relative stability. This is in fact the third difficulty
mentioned above, which is inherent to the process of integration. Any
unification is likely to lead to numerous recombinations of species names as a
consequence of synonymies of generic names. This may greatly disappoint
practitioners who are accustomed to use separate anamorph names in sexual
fungi, now threatened with disappearing. However, no definite and complete data
base containing reliable sets of (dual) names of pleomorphic and pleoanamorphic
fungi seems to exist, although several lists are already available. Only the
careful analysis of such a data base will allow a reliable evaluation of the
impact of any change of nomenclature; the extent of disturbance will depend on
the procedure of integration adopted.
Up
to now, three positions have been taken by mycologists in relation to the
desired integration. On one side, the most conservative position advocates the status quo, maintenance of Art. 59 as
it is, and dual nomenclature. On the opposite side, certain mycologists demand
the abrupt deletion of Art. 59, the unification of nomenclatures, with some
vague application of conservation mechanisms to preserve certain names. A third
intermediate position has been recently taken by Hawksworth (in litt., 2001; CBS website) that would
retain the dual nomenclature with Art. 59 as it is, up to a certain date D,
after which the Principles of Linnaean nomenclature will be strictly adhered
to with a unique nomenclature for the higher fungi.
Analysing
these positions and possible ways to reach the goals of integration of
classification and nomenclature, we found that the fundamental key to
integration is the conversion of anatomical typification of the higher fungi
into botanical typification. This conversion can apparently be achieved to
different extent. This led us to distinguish six scales of extending type
application from the present anatomical to a fully extended botanical system.
Consequently, six procedures of integration are described in this paper. The
most far-reaching one attributes to all names of deuteromycetes holomorphic
application and therefore makes them available for naming holomorphs.
Integration
is not as simple as it seems because of the existence of alternate
nomenclatures in pleomorphic fungi. Extending the botanical application of
types means extending the action of priority amongst competing ana-typified
and teleo-typified names for the same pleomorphic fungus. In many cases, competing
binomials should be synonymized and if necessary newly recombined, at the
expense of nomenclatural stability and to the disadvantage of practitioners.
To alleviate this effect, we need mechanisms to save preferable names. The
mechanisms of conservation or sanctioning are not appropriate, not being
reversible when the organic connection between morphs is questioned.
In
order to save desirable names, we propose two mechanisms, which are already
implicitly used by the Code. The
mechanism of protection/repression, underlying Art. 15.2, renders one of the
alternate names protected and available for use, thus correct, the other
repressed ("nom. repr.")
and unavailable for use, although that name remains legitimate and restorable
for use, should the condition of repression disappear. This mechanism is used
here mainly at the specific and infraspecific ranks, thus for epithets. The
other mechanism is that of precedence/restricted application, which is already
in action in Art. 59 at both generic and specific-infraspecific ranks. This
mechanism is used here only at the generic rank; it selects one name as the
correct holomorph-generic name and reduces other generic names to restricted
anamorphic application. These two mechanisms allow saving otherwise synonymized
correlated (mostly anamorph-generic) names; they facilitate the integration of
genera with a minimal number of necessary recombinations. All decisions about
protection or precedence can be revised, when the organic connection between
correlated taxa is questioned.
The
two mechanisms can be applied according to two options. One option is the fully automatic application of
protection/repression to preserve the presently dominating teleomorphic holomorph
names. This option will mainly avoid confusion in the mind of taxonomists who
are accustomed to the traditional 100-year-old concept of prevalence of the
"perfect" over the "imperfect state" in the higher fungi.
The other option is the selective application
of protection/repression, taking up the most representative or the most
frequently used names, if not the earliest, either anamorphic or teleomorphic.
This option mainly complies with the practitioners’ needs. Selective protection
and precedence can be applied as an exception to the automatic mechanism. It
evidently requires the detailed analysis of databases of names in dual
nomenclature and the thoroughly documented and approved choice of the preferred
name, which is to be documented in a published list; this selection must be
revisable. Consequently, each of the six procedures of integration
distinguished in this paper is presented with two options of automatic or
selective protection/repression and precedence/restriction. The effect of applying
these mechanisms in suppressing alternate names of pleomorphic fungi are
similar, no matter which procedure is chosen.
Figures
2, 3 and 5 show the different extensions of the botanical (Linnaean, here
holomorphic) application of nomenclatural types before and after the date D in
the six procedures of integration. The procedures can be disposed in a progressive
series, from Procedure 1, the most conservative, to Procedure 2 the most
drastical, at either end of the series, and Procedures 3 to 6 in between (Fig.
3). Procedure 1 maintains anatomical application as ruled by present Art. 59,
but suppresses alternate binomials in pleomorphic fungi by protection/repression
of epithets and precedence/restriction of generic names. At the other end,
Procedure 2 extends botanical application of names retroactively, accepting
nevertheless protection/repression to eliminate alternate binomials and
generic names in pleomorphic fungi.
Among
the intermediate procedures (Figs. 2, 3, 5), Procedures 3--5 extend holomorphic
application to all epithets of non-pleomorphic fungi, either retroactively or
only if published after D, but they maintain anamorphic application of extant
anamorph-generic names for ever, like in the present Art. 59. Procedure 6
closely approaches Procedure 2 in attributing holomorphic application to all
epithets and generic names of non-pleomorphic Ascomycota and Basidiomycota
retroactively. Procedure 6 differs from Procedure 2 in retaining anamorph
genera of pleomorphic species in use for anamorphic fungi (Figs. 3, 5).
Each
Procedure will lead to a uniform nomenclature and classification of the fungi
from D onwards. In the end, the system of procedure 6 will be most similar to
that used for the flagellate fungi, the Zygomycota, Glomeromycota and
lichenized fungi. The only difference is in the restriction to anamorphic
application of ana-typified generic names of pleomorphic fungi published before
D, in agreement with their ultimate type and protologue, makes these generic
names comparable to the numerous genera in the "lower fungi" which
are defined by their asexual form. The only difference is that the
circumscription of these correlated ana-typified genera cannot be modified to
extend them to sexual species, while it is modifiable in the other
non-correlated ana-typified genera of the higher fungi which are then assigned
holomorphic application just like the "lower fungi".
We
have to prepare ourselves to bring the change towards integration into
practice. The ford between the present situation to that expressed by
Procedures 2 or 6 is certainly uneasy to pass but it is not impassable. It can
be passed only when certain conditions are fulfilled. Besides the build-up and
practical analysis of complete listings, we need for the higher fungi including
the still anamorphic ones, a concept understanding and applying nomenclature in
a way similar to that already in use for plants and lower fungi, where sexual
and asexual taxa are treated at equal level. In that respect, when describing
the procedures, we realize that Procedures 3 to 5, including Hawksworth’s
proposals, are mixing two systems of nomenclature, of course to a different
extent; one anatomical is ruled by Art. 59, more or less drastically amended by
the protection/repression mechanism, remaining applicable to a portion of
names, while botanical nomenclature will rule the other portion of names of the
same group. Working with such a mixed system is certainly an obstacle. Indeed,
the various procedures can lead to nomenclaturally complex interactions in
combination of names ruled by different systems. Only Procedure 2 entirely
avoids the difficulty of mixing nomenclatural systems, repressing at the same
time any alternate names. This is the least complex procedure. Procedure 6 almost
avoids the difficulty restricting the application of the anatomical system
(Art. 59) exclusively to extant pleomorphic fungi published before D, suppressing
alternate names and leaving altogether a small number of anamorph-generic names
-- including the most common ones -- in use as such, all other names being of
holomorphic application, with the effect of greatly limiting nomenclatural
disrupture. Procedure 6 allows the classification of unconnected sexual and
asexual species in different genera side by side with a possible transfer and
recombination when they are demonstrated to be connected; this results in a
situation comparable to that of the lower fungi.
In conclusion, we feel that it may be wise to
take successive steps rather than to begin immediately with enacting one or
the other of these procedures.
The
first step will be a well-documented inventory of the nomenclature of
pleomorphic and pleoanamorphic fungi, consisting of lists of alternate species
names and of correlated generic names, as outlined in the comments on
Procedure 1, in order to provide a clear picture of the situation. These lists
will show the status of competing epithets and generic names of pleomorphic and
pleoanamorphic fungi, allowing a well-founded choice of names to be subjected
to protection/repression and, in parallel, to precedence/restriction. The
listing will also indicate the number of unconnected species in respective
correlated genera, facilitating an estimation of the numbers of necessary
recombinations of names depending on the choice among the procedures. This
first step of an inventory is an absolute prerequisite before undertaking
further steps towards an integration of nomenclature.
In
parallel, the inventory must include the classification of the pleomorphic
species and their correlated genera in families or orders of the higher fungi.
This will drastically demonstrate the lack of information about the
classification of a bulk of the anamorphic and pleoanamorphic species.
Extensive genomic analyses of type material of anamorphic fungi will hopefully
allow their insertion in the available Ascomycete or Basidiomycete dendrograms
and contribute to their classification. Such an integrated classificatory
structure is bound to incite its completion at generic and specific levels.
Then a classificatory structure can be devised for the integration of
unconnected deuteromycetes into the system of Ascomycota and Basidiomycota, at
the suprageneric level.
As a
second step, two decisions must be taken. A first decision will select the
teleo-typified names, under the automatic mechanism of option A, that are to be
protected at specific level, and those that are be protected (mechanisme 2) or
to receive precedence (mechanism 3) at generic level. A second decision will
determine whether the mechanisms of protection and precedence may exceptionally
be applied selectively (option B) to certain ana-typified species and generic
names over correlated teleo-typified names, with an estimation of the numbers
of necessary recombinations. These decisions will determine which name is
considered to be correct for each species, according to options A or B. The
twofold decisions must be published and thoroughly discussed. Once an agreement
is reached, the decision will be in force under whatever procedure is applied
later.
In a
next step it will have to be decided to what extent holomorphic application
has to be assigned to non-connected ana-typified epithets and generic names.
This is the main difference between the procedures as shown in Fig. 2 and 3.
The answer will lead the way to one or the other procedure and to the necessary
proposals for amending the Code.
At
the end of the process and after approval of new rules by a Botanical Congress,
thanks to protection/repression and/or precedence/restricted application, no
alternate names will remain, at least at species level. Dual nomenclature will
no longer exist. Only informal designations with cross-reference names will be
used where desirable and possible (this will not equally be possible in all
procedures). The practice of using the correct name must be propagated if the
most representative or commonly used name is not already protected as the
correct name. Sooner or later, application of this correct and prevalent name
will be the simplest denomination for the anamorph as well.
In
our opinion, all choices must go towards the simplest set of rules and a system
of nomenclature as close as possible to the Linnaean system of nomenclature, as
defined in the Principles of the Code of
Nomenclature.
The first author wishes to
thank the Mycothèque de l'Université Catholique de Louvain (MUCL) for
financial support to present this paper at the 7th International
Mycological Congress in Oslo in August 2002.
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